HomeMy WebLinkAbout2685CITY OF KENT, WASHINGTON
ORDINANCE NO.
AN ORDINANCE of the City of Kent, Washington,
relating to contracting indebtedness; providing for
the issuance of $1,100,000 par value of Limited Tax
General Obligation Bonds, 1986, of the City for
strictly City purposes to provide funds with which to
acquire communications and data processing equipment,
including a telephone system and computer hardware
and software; fixing the date, form, maturities,
interest rates, terms and covenants of such bonds;
establishing a bond redemption fund and an acquistion
fund; and approving the sale and providing for the
delivery of such bonds to Shearson Lehman Brothers
Inc., Foster & Marshall Division, Seattle, Washington.
WHEREAS, the City of Kent, Washington (the "City"), is in
need of acquiring communications and data processing equipment,
including a telephone system and computer hardware and software,
the estimated cost of which is $1,100,000, and the City does not
have available sufficient funds to pay the cost; NOW, THEREFORE,
THE CITY COUNCIL OF THE CITY OF KENT, WASHINGTON, DO ORDAIN
as follows:
Section 1. The assessed valuation of the taxable property
of the City as ascertained by the last preceding assessment for
City purposes for taxes to be collected in the calendar year
1987 is $2,284,807,926, and the City has outstanding general
indebtedness evidenced by limited tax general obligation bonds
and conditional sales contracts in the principal amount of
$13,274,568 incurred within the limit of up to 3/4 of 1% of the
value of the taxable property within the City permitted for
general municipal purposes without a vote of the qualified
voters therein, unlimited tax general obligation bonds in the
principal amount of $12,848,000 incurred within the limit of up
to 2-1/2% of the value of the taxable property within the City
for capital purposes only (which includes $12,303,000 of bonds
issued simultaneously with the bonds authorized herein),
pursuant to a vote of the qualified voters of the City, and the
amount of indebtedness for which bonds are authorized herein to
be issued is $1,100,000.
Section 2. The City shall borrow money on the credit of
the City and issue negotiable limited tax general obligation
bonds evidencing such indebtedness in the amount of $1,100,000
for general City purposes to provide the funds to acquire
communications and data processing equipment, including a
telephone system and computer hardware and software, as above
described, and to pay the cost of the issuance of the bonds.
Such general indebtedness to be incurred shall be within the
limit of up to 3/4 of 1% of the value of the taxable property
within the City permitted for general municipal purposes without
a vote of the qualified voters therein.
Section 3. The bonds shall be called Limited Tax General
Obligation Bonds, 1986 (the "Bonds"), of the City; shall be
dated December 1, 1986; shall be in the denomination of $5,000
or any integral multiple thereof within a single maturity; shall
be numbered separately in the manner and with any additional
designation as the Bond Registrar (collectively, the fiscal
agencies of the State of Washington located in Seattle,
Washington, and New York, New York) deems necessary for purposes
of identification; shall bear interest at the rates set forth
below (computed on the basis of a 360 -day year of twelve 30 -day
months), payable on December 1, 1987, and semiannually
thereafter on each succeeding June 1 and December 1; and shall
bear interest at the rates and mature on December 1 in years and
amounts as follows:
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Maturity Interest
Years Amounts Rates
1987
1988
1989
1990
1991
$200,000
210,000
220,000
230,000
240,000
4.00%
4.40
4.75
5.00
5.25
If any Bond is not redeemed upon proper presentment at its
maturity date, the City shall be obligated to pay interest at
the same rate for each such Bond from and after its maturity
date until such Bond, both principal and interest, is paid in
full or until sufficient money for such payment in full is on
deposit in the bond redemption fund hereinafter created and such
Bond has been called for payment.
The Bonds shall be issued only in registered form as to
both principal and interest and recorded in the books and
records maintained by the Bond Registrar (the "Bond Register").
The Bond Register shall contain the name and mailing address of
the owner of each Bond and the principal amounts and numbers of
Bonds held by each owner.
Upon surrender thereof to the Bond Registrar, the Bonds may
be exchanged for Bonds in any authorized denomination of an
equal aggregate principal amount and of the same interest rate
and maturity. Bonds may be transferred only if endorsed in the
manner provided thereon and surrendered to the Bond Registrar.
Such exchange or transfer shall be without cost to the owner or
transferee. The Bond Registrar shall not be obligated to
exchange or transfer any Bond during the fifteen days preceding
any principal or redemption date.
Both principal of and interest on the Bonds shall be
payable in lawful money of the United States of America.
Interest on the Bonds shall be paid by check or draft mailed to
the registered owners at the addresses appearing on the Bond
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Register on the fifteenth day of the month preceding the
interest payment date or, when requested in writing at least
fifteen days preceding an interest payment date by a registered
owner of at least $100,000 principal amount of Bonds, shall be
paid on the interest payment date by wire transfer to the
account identified by the requesting registered owner whose
name, address and wire transfer account number appear on the
Bond Register fifteen days preceding the interest payment date.
Principal of the Bonds shall be payable upon presentation and
surrender of the Bonds by the registered owners at either office
of the Bond Registrar at the option of such owners.
The Bonds shall be issued without the right or option of
the City to redeem the same prior to their respective maturity
dates.
The City reserves the right and option to purchase any or
all of the Bonds in the open market at any time at a price not
in excess of par plus accrued interest to the date of such
purchase.
Section 4. The City irrevocably pledges to levy taxes
annually, for as long as any of the Bonds is outstanding, within
the constitutional and statutory tax limitations provided by law
without a vote of the electors of the City on all of the
property in the City subject to taxation in an amount
sufficient, together with other money legally available and to
be used therefor, to pay the principal of and interest on the
Bonds as the same shall become due, and the full faith, credit
and resources of the City are pledged irrevocably for the annual
levy and collection of those taxes and the prompt payment of
that principal and interest.
Section 5. The Bonds shall be printed or lithographed on
good bond paper in a form consistent with the provisions of this
ordinance and state law, shall be signed by the Mayor and City
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Clerk, both of whose signatures shall be in facsimile, and a
facsimile reproduction of the seal of the City shall be printed
thereon.
Only such Bonds as shall bear thereon a Certificate of
Authentication in the following form, manually executed by the
Bond Registrar, shall be valid or obligatory for any purpose or
entitled to the benefits of this ordinance:
CERTIFICATE OF AUTHENTICATION
This bond is one of the fully registered City of
Kent, Washington, Limited Tax General Obligation
Bonds, 1986, described in the Bond Ordinance.
WASHINGTON STATE FISCAL AGENCY
Bond Registrar
By
Authorized Officer
Such executed Certificate of Authentication shall be conclusive
evidence that the Bonds so authenticated have been duly
executed, authenticated and delivered hereunder and are entitled
to the benefits of this ordinance.
In case either or both of the officers whose facsimile
signatures appear on the Bonds shall cease to be such officer or
officers of the City before the Bonds so signed shall have been
authenticated or delivered by the Bond Registrar or issued by
the City, such Bonds nevertheless may be authenticated,
delivered and issued and upon such authentication, delivery and
issuance, shall be as binding upon the City as though those
whose facsimile signatures appear on the Bonds had continued to
be such officers of the City. Any Bond also may be signed on
behalf of the City by such persons as at the actual date of
execution of such Bond shall be proper officers of the City
authorized to execute bonds although on the original date of
such Bond such persons were not such officers of the City.
Section 6. The Bond Registrar shall keep, or cause to be
kept, at its principal corporate trust office, sufficient books
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for the registration and transfer of the Bonds which shall at
all times be open to inspection by the City. The Bond Registrar
is authorized, on behalf of the City, to authenticate and
deliver Bonds transferred or exchanged in accordance with the
provisions of such Bonds and this ordinance, to serve as the
City's paying agent for the Bonds and to carry out all of the
Bond Registrar's powers and duties under this ordinance and City
Ordinance No. 2418 establishing a system of registration for the
City's bonds and obligations.
The Bond Registrar shall be responsible for its
representations contained in the Bond Registrar's Certificate of
Authentication on the Bonds. The Bond Registrar may become the
owner of Bonds with the same rights it would have if it were not
the Bond Registrar and, to the extent permitted by law, may act
as depository for and permit any of its officers or directors to
act as members of, or in any other capacity with respect to, any
committee formed to protect the rights of Bond owners.
Section 7. The Bonds shall be negotiable instruments to
the extent provided by RCW 62A.8-102 and 62A.8-105.
Section 8. The City covenants that it will neither make
nor permit any use of proceeds of the Bonds or other funds of
the City at any time during the term of the Bonds which will
cause the Bonds to be arbitrage bonds within the meaning of
Section 148 of the United States Internal Revenue Code of 1986
(the "Code") and applicable regulations promulgated thereunder.
Further, the City covenants that, if all proceeds of the Bonds
have not been spent within six months from the date of issuance
of the Bonds, it will calculate, or cause to be calculated, and
rebate to the United States all earnings from the investment of
Bond proceeds that are in excess of the amount that would have
been earned had the yield on such investments been equal to the
yield on the Bonds, plus all income derived from such excess
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earnings, to the extent and in the manner required by Section
148 of the Code and such applicable regulations. In the event
the City shall fail to meet the rebate requirements applicable
to the Bonds under Section 148 of the Code, the City covenants
that, to the extent permitted by that Section, it shall pay the
penalty provided in Subsection 148(f)(7)(C) of the Code if
required to prevent a loss of the tax exemption for interest on
the Bonds.
The City has not been notified of any listing or proposed
listing by the Internal Revenue Service to the effect that the
City is a bond issuer whose arbitrage certifications may not be
relied upon.
Section 9. The City may issue advance refunding bonds
pursuant to the laws of the State of Washington or use money
available from any other lawful source to pay the principal of
and interest on the Bonds, or such portion thereof included in a
refunding or defeasance plan, as the same become due and payable
and to redeem and retire or refund all such then -outstanding
Bonds (hereinafter collectively called the "defeased Bonds") and
to pay the costs of such refunding or defeasance. In the event
that money and/or "government obligations," as such obligations
are defined in Chapter 39.53 RCW, as now or hereafter amended,
maturing at such time or times and bearing interest thereon, in
amounts (together with such money, if necessary) sufficient to
redeem and retire or refund the defeased Bonds in accordance
with their terms, are set aside irrevocably in a special fund
for and are pledged irrevocably to such redemption and
retirement (hereinafter called the "trust account"), then all
right and interest of the owners of the defeased Bonds in the
covenants of this ordinance and, except as hereinafter provided,
in the funds and accounts obligated to the payment of such
defeased Bonds thereafter shall cease and become void. Such
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owners thereafter shall have the right to receive payment of the
principal of and interest on the defeased Bonds from the trust
account, and the defeased Bonds shall be deemed not to be
outstanding hereunder. Anything herein to the contrary
notwithstanding, the pledge of the full faith, credit and taxing
power of the City to the payment of the Bonds shall remain in
full force and effect after the establishment and full funding
of the trust account. Subject to the rights of the owners of
the Bonds, the City then may apply any money in any other fund
or account established for the payment or redemption of the
defeased Bonds to any lawful purposes as it shall determine.
Section 10. There is created and established in the office
of the City Finance Director a special fund to be known and
designated as the Limited Tax General Obligation Bond Fund, 1986
(the "Bond Fund"). The accrued interest received, if any, upon
the sale and delivery of the Bonds shall be paid into the Bond
Fund. There also is created and established in the office of
the City Finance Director a special fund to be known and
designated as the Computer/Telephone Systems Acquisition Fund,
1986 (the "Acquisition Fund"), of the City. The principal
proceeds received from the sale and delivery of the Bonds shall
be paid into the Acquisition Fund, and used for the purposes
specified in Section 2 of this ordinance and to pay the costs of
issuance and sale of the Bonds. Pending the expenditure of such
principal proceeds, the City temporarily may invest such pro-
ceeds in any legal investment and the investment earnings may be
retained in the Acquisition Fund and expended for the purposes
of such fund, subject to the provisions of Section 8 of this
ordinance. All taxes collected for and allocated to the payment
of the principal of and interest on the Bonds hereafter shall be
deposited in the Bond Fund.
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Section 11. Shearson Lehman Brothers Inc., Foster &
Marshall Division, of Seattle, Washington, has presented a
purchase contract dated December 15, 1986 (the "Bond Purchase
Contract"), to the City offering to purchase the Bonds under the
terms and conditions provided in the Bond Purchase Contract,
which is on file with the City Clerk and is incorporated herein
by this reference. The City Council finds that entering into
the Bond Purchase Contract is in the City's best interest and
therefore accepts the offer contained therein and authorizes the
execution thereof by City officials.
The Bonds will be printed at City expense and will be
delivered to the purchaser in accordance with the Bond Purchase
Contract, with the approving legal opinion of Roberts &
Shefelman, municipal bond counsel of Seattle, Washington,
relative to the issuance of the Bonds, printed on each Bond.
Bond counsel has not been retained to and shall not be required
to review, except the description of the Bonds, and shall
express no opinion concerning the completeness or accuracy of
any official statement, offering circular or other sales
material issued or used in connection with the Bonds, and bond
counsel's opinion shall so state.
The appropriate City officers are authorized to execute
such documents, including the official statement, and perform
such other requirements as may be necessary to effect the prompt
delivery of the Bonds to the purchaser.
Section 12. Pending the printing, execution and delivery
to the purchaser of the definitive Bonds, the City may cause to
be executed and delivered to such purchaser a single temporary
Bond in the principal amount of $1,100,000. Such temporary Bond
shall bear the same date of issuance, interest rates, principal
payment dates and terms and covenants as the definitive Bonds,
and shall be issued as a fully registered Bond in the name of
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such purchaser, and shall be in such form as acceptable to such
purchaser. Such temporary Bond shall be exchanged for the
definitive Bonds as soon as the same are printed, authenticated
and available for delivery.
Section 13. This ordinance shall take effect and be in
force five days from and after its passage, approval and
publication as provided by law.
DAN KELLEHER, Mayor
ATTEST:
MARIE JENSF& CITY C ERK
APPROVED AS TO FORM:
1 � `
BILL H. WILLIAMSON,
ACTING CITY ATTORNEY
PASSED the day of , 1986.
APPROVED the IA:)' day of , 1986.
PUBLISHED the 1t day of , 1986.
I hereby certify that this is a true and correct copy of
Ordinance No= 485"passed by the City Council of the City of
Kent, Washington, and approved by the Mayor of the City of Kent
as hereon indicated.
2794k
(Seal)
MARIE JENSE ITY CLE K
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